Risk & Compliance

Knowledge highlights from Risk & Compliance

ICT ICT

Is your client a money launderer?

We offer insight to firms who vet their customers for ‘negative news’ / ‘adverse information’ through various methods of screening

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ICT ICT

Cost effective in-house regulatory training

Effective, measurable, bespoke in-house training for your employees leading to the award of ICA’s professional qualifications.

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ICT ICT

Conduct - What is it? (Webinar)

We've been looking at some of the fundamentals that drive and shape conduct and conduct risk within firms today.

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Compliance Week Compliance Week

Talking to ‘The Infiltrator’ about AML

Joe Mont talks to Robert Mazur, the undercover agent portrayed in the movie The Infiltrator about the shadowy underworld of ML.

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Compliance Week Compliance Week

Premier Event for Compliance Leaders

Compliance Week's annual conference is a peer-to-peer event that spotlights compliance leaders and their programs.

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Compliance Week Compliance Week

What President Trump means for regulation

A Trump administration promises to roll back the SEC, the CFPB, Dodd-Frank, & Obamacare. But that's all much easier said than done

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Compliance Week Compliance Week

Industry leaders share compliance insights

Thought-provoking keynotes share the future of compliance at Compliance Week Europe

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Axco Axco

A guide to insurance tax in East Asia

The growing trend of governments taxing insurance premiums shows no signs of stalling, takes a look at the pressures of IPT & VAT

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Axco Axco

Insurance sector in emerging markets

Axco's special report examines the issues likely to be encountered when attempting to enter emerging insurance market

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Axco Axco

Introducing DATAPOINT Axco's New Data Service

DataPoint's flexible online platform delivers highly granular market & company data for the world's key global insurance markets

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CLTI CLTI

An introduction to Trusts

An interview with a former student of the STEP Certificate in International Trust Management course

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CLTI CLTI

New: STEP CPD - FATCA: Law & Practice

Specialist, e-learning designed to help professionals get to grips with the complicated provisions of FATCA

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CLTI CLTI

STEP Postgraduate Diploma - A look 'inside'

The new specialist route enabling practitioners in the private wealth field to elevate their professional status

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Pendragon Pendragon

Video on Perspective in the pensions industry

Some of the leading pensions professionals give their thoughts on why Perspective is essential within the UK pensions industry.

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Pendragon Pendragon

Adding Scheme Documentation to Perspective

Gary Collinson of RPMI talks about his experience using Perspective to find a solution to accessing their own scheme documentation

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